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Spring Journal

Volume 31, Issue 1

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Corporate compliance and enterprise risk management are two closely inter-related spheres. A company’s risk management program would be incomplete without covering compliance risks and without using compliance tools to mitigate risks. On the other hand, compliance management is a critical component of risk management. This is recognized in COSO’s integrated Enterprise Risk Management framework, which specifically includes compliance objectives – ensuring that integrity and regulatory compliance are achieved – alongside strategic, operations and reporting objectives as the key pillars of a corporate risk management program.

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